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Department of Financial Services
CompliantDFS · Last updated Mar 5, 2026
Total AI Systems
3
Consequential Systems
1
NIST RMF Aligned
3 of 3
Bias Testing Complete
3 of 3
Registered AI Systems
Insurance Fraud Detection
Shift Technology
Analysis of insurance claims to identify fraud indicators across regulated entities
ConsequentialHuman OversightNIST RMF
Data Sources
Financial recordsPersonal identifiable information (PII)
CompleteDeployed May 1, 2022
Complaint Classification
In-house
NLP-based routing and categorization of consumer complaints about financial services
Human OversightNIST RMF
Data Sources
Public recordsPersonal identifiable information (PII)
CompleteDeployed Aug 15, 2023
Market Surveillance
NICE Actimize
Monitoring financial markets for regulatory compliance and suspicious trading patterns
Human OversightNIST RMF
Data Sources
Financial recordsPublicly available datasets
CompleteDeployed Nov 20, 2021
Agency Contact: Adrienne Harris · adrienne.harris@dfs.ny.gov